Credentials

Credentials.

I have clients that care deeply about formal qualifications while others that don’t. This credential summary is provided to show the training I have done over my career (for those that may be interested) and to my ongoing commitment to lifelong learning and continuous quality improvement.

The smartest people I know continually develop their skills and I am thankful to those industry leaders, mentors and fellow professionals that have encouraged me to keep developing my skills over my career journey.

Education

• Chartered Secretaries Australia*, Graduate Diploma of Applied Corporate Governance (2012)

• Securities Institute of Australia**, Graduate Diploma of Applied Finance & Investment (2005)

• University of Melbourne, Master of International Business (2001)

• Deakin University, Bachelor of Arts (Communication Management) (2000)

Professional Memberships

• Financial Services Institute of Australasia (Finsia), Senior Fellow

• Governance Institute of Australia, Fellow

• Chartered Governance Institute, Fellow

Charters

• Chartered Governance Institute, Chartered Governance Professional

• Chartered Governance Institute, Chartered Secretary

Industry

• Australian Institute of Company Directors, Company Directors Course Diploma (2007)

• ASIC RG146 Compliant (Managed Investments, Foreign Exchange, Generic Knowledge) (2002 - 2021)

•  State of NSW, Real Estate Licensed (2010)

ASIC Australian Financial Services Licensing (AFSL) (2003 – present)

•  Provide general financial product advice;

•  Deal in a financial product;

• Applying for, acquiring, varying or disposing of a financial product on behalf of another person;

• Deposit and payment products;

• Derivatives;

• General insurance products;

• Managed investment schemes;

• Securities; and

• Provide custodial or depository services

Across wholesale and retail client groups.

*Now known as Governance Institute of Australia, effective from 2013.

**Now known as Financial Institute of Australasia (‘Finsia’), effective from 2006. Award granted by Securities Institute pre-merger, Diploma issued by Finsia, post-merger.